-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JyGoCbEb46+Q0QcePPReJ2zNKmETGUPMl89hjfSVceABd0x3JoqKYiOayvKRTMmg a6uNCBGZkiw1Y3ceY+U5Mg== 0000950153-01-000119.txt : 20010209 0000950153-01-000119.hdr.sgml : 20010209 ACCESSION NUMBER: 0000950153-01-000119 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RURAL METRO CORP /DE/ CENTRAL INDEX KEY: 0000906326 STANDARD INDUSTRIAL CLASSIFICATION: LOCAL & SUBURBAN TRANSIT & INTERURBAN HWY PASSENGER TRAINS [4100] IRS NUMBER: 860746929 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45613 FILM NUMBER: 1527821 BUSINESS ADDRESS: STREET 1: 8401 EAST INDIAN SCHOOL RD CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 4809943886 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RURAL METRO CORP ESOP CENTRAL INDEX KEY: 0000940581 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 860084388 STATE OF INCORPORATION: AZ FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 8401 E INDIAN SCHOOL RD CITY: PHOENIX STATE: AZ ZIP: 85251 BUSINESS PHONE: 6029943886 MAIL ADDRESS: STREET 1: 8401 E INDIAN SCHOOL RD CITY: PHOENIX STATE: AZ ZIP: 85251 SC 13G/A 1 p64573sc13ga.txt SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5)* RURAL/METRO CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 781748 10 8 (CUSIP Number) December 31, 2000 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: | | Rule 13d-1(b) | | Rule 13d-1(c) |X| Rule 13d-1(d) 2 CUSIP No.: 781748 10 8 Page 2 of 4 1. Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) Rural/Metro Corporation Employee Stock Ownership Plan 2. Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] 3. SEC Use Only 4. Citizenship or Place of Organization: Arizona Number of Shares 5. Sole Voting Power: 840,124 Beneficially by Owned by Each 6. Shared Voting Power: 840,124 Reporting Person With 7. Sole Dispositive Power: 840,124 8. Shared Dispositive Power: 840,124 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 840,124 10. Check box if the Aggregate Amount in Row (9) Excludes Certain Shares .................. [ ] 11. Percent of Class Represented by Amount in Row (9): 5.69% 12. Type of Reporting Person: EP ITEM 1. (a) Name of Issuer: Rural/Metro Corporation (b) Address of Issuer's Principal Executive Offices: 8401 East Indian School Road Scottsdale, AZ 85251 ITEM 2. (a) Name of Person Filing: Rural/Metro Corporation Employee Stock Ownership Plan 3 CUSIP No.: 781748 10 8 Page 3 of 4 (b) Address of Principal Business Office or, if None, Residence: 8401 East Indian School Road Scottsdale, AZ 85251 (c) Citizenship or State or Organization: Arizona (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 781748 10 8 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 840,124 (b) Percent of class: 5.69% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 840,124 (ii) Shared power to vote or to direct the vote: 840,124 (iii) Sole power to dispose or to direct the disposition of: 840,124 (iv) Shared power to dispose or to direct the disposition of: 840,124 4 CUSIP No.: 781748 10 8 Page 4 of 4 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATIONS. Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ David Stevens - -------------------------------------------------------------------------------- David Stevens Trustee Dated: February 7, 2001 -----END PRIVACY-ENHANCED MESSAGE-----